Assistant Compliance / AML Officer (Funds Investments) – Limassol

Full Time
  • Career Level Officer
  • Experience 1 Year
  • Industry Investments
  • Qualification Bachelor Degree
Job Description

Advance Career Ltd, on behalf of our client a leading International Investment Firm is seeking to recruit an Assistant Compliance / AML Officer

Responsibilities:
Ensure that the compliance procedures are followed in order for the Company to comply with CySEC requirements;
Reviewing changes in relevant legislation and related to AML, MIFID, EMIR, FATCA and current local legislation
Detect risks, trends and potential suspicious activities related to money laundering;
Liaising directly with CySEC (monthly, annual obligatory reports, case by case responses to different queries)
Maintain documentation of compliance activities, such as complaints received / investigation outcomes/compliance reports;
Identify any potential conflict of interests situations, and attempt to resolve it in a timely and efficient manner;
Record and amend any legal document in order to be up to date with the operations of the company;
Carrying out of clients’ categorisation in regards to MiFID Directive
Ensure that any suspicious activities associated with money laundering or terrorist financing and reporting of any findings to Management and to MOKAS where required
Monitor the Company as part of its compliance to the current Cyprus legislation;
Provide assistance to internal or external auditors in compliance reviews;
Prepare management reports regarding compliance operations and progress;
Monitor compliance systems to ensure their effectiveness;
Design or implement improvements in communication, monitoring, or enforcement of compliance standards;
Monitor KYC procedure.
Perform AML/CO/RM role for funds managed by company

Qualifications:
Bachelor’s degree in Law, Economics, Business, Finance or Accounting or Risk Management
Practical knowledge of MiFiD is a must
At least 1-2 years of experience in the financial services sector
Relevant experience in a CySEC regulated CIF or AIFM
Dynamic and multitasking personality
Cysec Advanced certificate;
Excellent communication skills in English written & verbal
Computer literate;
Ability to work under tight deadlines.

Benefits:
An attractive remuneration package will be offered to the successful person.