Regulatory Compliance Assistant (Asset Management) – Nicosia

  • Career Level Assistant
  • Experience 2 Years
  • Industry Investments
  • Qualification Bachelor Degree
Job Description

Advance Career, on behalf of our client, an Asset Management Company operating in Nicosia, is seeking to recruit a Regulatory Compliance Assistant;

Responsibilities:
Reporting to the Head of Compliance.
Assessing the adequacy and effectiveness of the measures, policies and procedures put in place and the actions taken to address any deficiencies in the Company’s compliance with its obligations.
Conducting reviews of departments, key business and other processes and activities to ensure the continued adherence to and effective implementation of policies, procedures and regulations.
Providing assistance with the maintaining and updating of internal policies and procedures of the Company, in order to be in line with regulatory requirements.
Advising and assisting the Company’s employees to comply with the Company’s obligations under the applicable legislation.
Monitoring the legal and regulatory developments and assisting with the assessment of the necessary actions to be taken.
Ensuring that regulatory reporting obligations are fulfilled.
Assisting in the preparation of periodic and other reports to be submitted to the Regulatory Authorities.
Assisting in the preparation of new AIF/UCITS applications with the Regulatory Authorities.

Qualifications:
University Degree in Business, Finance, Economics, Law or other related field.
CySEC Advanced Certification will be considered as an advantage.
Minimum 2-3 years’ experience in a similar position.
Good understanding of the financial services industry and practices.
Excellent knowledge of the Greek and English languages, both oral and written.
Excellent communication, interpersonal, and teamwork skills.
Organized, diligent and able to pay attention to detail.

Benefits:
An attractive remuneration package will be offered to the successful candidate.