Compliance Officer (Forex) – Larnaca

  • Career Level Officer
  • Experience 3 Years
  • Industry Forex
  • Qualification Bachelor Degree
Job Description

Advance Career, on behalf of our client, a well-established CySec regulated Forex organisation, located in Larnaca, is seeking to recruit a Compliance Officer;

Responsibilities:
Reports to the Company’s Head of Compliance making relevant recommendations by monitoring and assessing the level of compliance risk that the Company faces;
Monitors the adequacy and effectiveness of the measures and procedures of the Company making necessary amendments to ensure compliance with CySEC requirements;
Designs and implements the Company’s Compliance Monitoring Program ensuring that periodic compliance audits are carried out;
Prepares the Annual Compliance Officer Report;
Monitors the Company’s complaint handling policy to ensure the prompt resolution of client complaints/grievances and ensuring that adequate records are kept in this respect;
Ensures that Company’s reporting obligations and relevant notifications to CySEC are made in an accurate and prompt manner and within the deadlines set by CySEC;
Liaises with Company’s External and Internal Auditors providing necessary information to carry out their annual examination;
Is updated with changes in the legal framework making suggestions to Head of Compliance for implementation in Company’s business to ensure compliance with the changed requirements;
Ensures that orderly records of Company’s correspondence with CySEC and/or any other competent authority are kept both in an electronic and hard copy form;
Provides guidance and assistance to all departments of the Company responding to compliance enquires, as necessary;
Trains the staff of the Company in relation to compliance function, as necessary;
Carries out any further duties assigned by the Head of Compliance;

Qualifications:
University Degree in Legal, Finance or Economics field or similar
Minimum 3-4 years’ experience
Experience within regulated company would be considered an advantage
Preferably holding CySEC Certificates of Professional Competence
Excellent verbal and written communication skills in Greek and English
Able to work in a fast paced environment

Benefits:
An attractive remuneration package will be offered to the successful candidate.